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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

Michael Dogum

Advisor at COMPASS ION ADVISORS, LLC

CONSHOHOCKEN, PA | DEVON, PA

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Search this name across graphsid dfx:ria:77fa1467-06dc-9ecf-ed89-b63e7a682b69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS ION ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Analyst
Exams: S66
First exam: Mar 5, 2009
First registration: Apr 7, 2009
Dual registered: no
Other names: MICHAEL DOGUM|MICHAEL T DOGUM|MICHAEL THOMAS DOGUM
IAPD individual key: 5636150

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS ION ADVISORS, LLC	Independent wealth	Jun 6, 2024	n/a	yes	CONSHOHOCKEN, PA\|DEVON, PA	Current employment
PILLAR WEALTH ADVISORS, LLC	Former SEC adviser	Dec 9, 2011	Oct 31, 2024	no	WILMINGTON, DE\|WEST CHESTER, PA\|WEST CHESTER, PA\|DEVON, PA\|WILMINGTON, DE	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Dec 8, 2011	Apr 13, 2017	no	WILMINGTON, DE\|CONSHOHOCKEN, PA\|CONSHOHOCKEN, PA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 7, 2009	Dec 8, 2011	no	WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PILLAR WEALTH ADVISORS, LLC	COMPASS ION ADVISORS, LLC	Oct 31, 2024	Jun 6, 2024	-147	Firm change after gap	RIA to RIA
HORNOR, TOWNSEND & KENT, LLC	PILLAR WEALTH ADVISORS, LLC	Apr 13, 2017	Dec 9, 2011	-1,952	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	HORNOR, TOWNSEND & KENT, LLC	Dec 8, 2011	Dec 8, 2011	0	Firm change	Other

Relationships

Registered with (4)

→ COMPASS ION ADVISORS, LLCRegistered adviserregistration: current employment
Jun 6, 2024 to presentfactForm ADV
→ PILLAR WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 9, 2011 to Oct 31, 2024factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Dec 8, 2011 to Apr 13, 2017factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Apr 7, 2009 to Dec 8, 2011factForm ADV

Dated events

Occurred
Oct 31, 2024
Advisor changed firm
Michael Dogum left Pillar Wealth Advisors, Llc for Compass Ion Advisors, Llc (registered 2024-06-06)
Form ADVobserved 4 days ago