DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Dogum
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Michael Dogum
At current firm
2 y
since Jun 6, 2024
In the industry
17 y
since Mar 5, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Compass Ion Advisors, LLC independent RIA currentsince Jun 6, 2024 · Conshohocken, Pa
- Pillar Wealth Advisors, LLC formerDec 9, 2011 to Oct 31, 2024 · Wilmington, De
- Hornor, Townsend & Kent, LLC independent RIADec 8, 2011 to Apr 13, 2017 · Wilmington, De
- Cetera Advisor Networks LLC formerApr 7, 2009 to Dec 8, 2011 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- Pillar Wealth Advisors, LLC to Compass Ion Advisors, LLCleft Oct 31, 2024, registered Jun 6, 2024 (-147 days) · RIA to RIA
- Hornor, Townsend & Kent, LLC to Pillar Wealth Advisors, LLCleft Apr 13, 2017, registered Dec 9, 2011 (-1952 days) · Other
- Cetera Advisor Networks LLC to Hornor, Townsend & Kent, LLCleft Dec 8, 2011, registered Dec 8, 2011 (0 days) · Other
Signals
- Michael Dogum left Pillar Wealth Advisors, Llc for Compass Ion Advisors, Llc (registered 2024-06-06)Oct 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address