DFX Intelligence

B••••••• K•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

B••••••• K•••• C•••••••

Advisor at D•••••••• A••••••• S•••••••• L••

SOUTH JORDAN, UT | LEHI, UT

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 15, 2025	n/a	yes	SOUTH JORDAN, UT\|LEHI, UT	Current employment
D•••• W••••• A•••••••	Independent wealth	Oct 11, 2022	Oct 15, 2025	no	LEHI, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• W••••• A•••••••	D•••••••• A••••••• S•••••••• L••	Oct 15, 2025	Oct 15, 2025	0	Firm change	RIA to ibd
F•••••••• W••••• M••••••••• L••	D•••• W••••• A•••••••	Nov 28, 2022	Oct 11, 2022

Relationships

Registered with (4)

→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 15, 2025 to presentfactForm ADV
→ D•••• W••••• A•••••••Registered adviserregistration: previous registration
Oct 11, 2022 to Oct 15, 2025factForm ADV
→ F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 17, 2018 to Nov 28, 2022factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

Order

Occurred
15 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
28 Nov 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 23, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.