DFX Intelligence

J•••••• A•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)29 years in industry

J•••••• A•••• S•••••••

Advisor at V•••••• A•••••••• L••

CHICAGO, IL | South Barrington, IL

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Search this name across graphsid dfx:ria:78339806-78e0-7794-113e-59a30398df36

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• L••	Independent wealth	Nov 1, 2024	n/a	yes	CHICAGO, IL\|South Barrington, IL	Current employment
O•••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 30, 2019	Nov 21, 2024	no	South Barrington, IL\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• A••••••• S•••••••• L••	V•••••• A•••••••• L••	Nov 21, 2024	Nov 1, 2024	-20	Firm change	Ibd to RIA
L•• F•••••••• L••	O•••• A••••••• S•••••••• L••	Sep 18, 2019	Aug 30, 2019

Relationships

Registered with (4)

→ V•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 1, 2024 to presentfactForm ADV
→ O•••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2019 to Nov 21, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2009 to Sep 18, 2019factForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••

Dated events

Occurred
Nov 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78339806-78e0-7794-113e-59a30398df36
First observed: Apr 27, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.