DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••••••• F•••••••• S•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 16, 2023 | n/a | yes | Gaithersburg, MD|Baltimore, MD|Potomac, MD | Current employment |
| K•••••••• W••••• A•••••••• L•• | Bd affiliated wealth | Oct 18, 2017 | Nov 3, 2023 | no | Rockville, MD|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••••••• W••••• A•••••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Nov 3, 2023 | Oct 16, 2023 | -18 | Firm change | Ibd to ibd |
| H• B•••• I••• | K•••••••• W••••• A•••••••• L•• | Oct 17, 2017 | Oct 18, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288792:6363:CA:2023-11-03 | Nov 3, 2023 | Oct 16, 2023 | SAN DIEGO, CA | Firm change |
| 1763:288792:MD:2017-10-17 | Oct 17, 2017 | Oct 18, 2017 | BETHESDA, MD | Firm change |
| H• B•••• I••• | Former SEC adviser | Sep 4, 2009 | Oct 17, 2017 | no | BETHESDA, MD|North Bethesda, MD|BETHESDA, MD | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 25, 2006 | Apr 8, 2009 | no | BETHESDA, MD | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Oct 29, 2004 | Apr 8, 2009 | no | BETHESDA, MD|Potomac, MD | Previous registration |
| M••••• S•••••• D• I••• | n/a | May 30, 2002 | Jun 23, 2004 | no | WASHINGTON, DC | Previous registration |
| 1 |
| Firm change |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | H• B•••• I••• | Apr 8, 2009 | Sep 4, 2009 | 149 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Apr 8, 2009 | Apr 25, 2006 | -1,079 | Channel change | Other |
| M••••• S•••••• D• I••• | T• A••••••••• I••• | Jun 23, 2004 | Oct 29, 2004 | 128 | Firm change | Other |