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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

Michael A Fuschetto

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GREENWICH, CT

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Search this name across graphsid dfx:ria:78848d62-b543-fe26-77ff-bd0ce9e2a908

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 24, 2019
First registration: Jul 29, 2002
Dual registered: yes, broker-dealer
Other names: Michael Fuschetto
IAPD individual key: 4534450

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 27, 2022	n/a	yes	GREENWICH, CT	Current employment
MORGAN STANLEY	Wirehouse	Jun 20, 2019	Mar 24, 2021	no	Westport, CT	Previous registration
SPIRIT OF AMERICA MANAGEMENT CORP	Asset manager	Aug 28, 2018	Jun 6, 2019	no	E Westport, CT\|SYOSSET, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 29, 2002	Aug 13, 2003	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 24, 2021	Oct 27, 2022	582	Firm change after gap	Wirehouse to wirehouse
SPIRIT OF AMERICA MANAGEMENT CORP	MORGAN STANLEY	Jun 6, 2019	Jun 20, 2019	14	Firm change	Other
UBS FINANCIAL SERVICES INC.	SPIRIT OF AMERICA MANAGEMENT CORP	Aug 13, 2003	Aug 28, 2018	5,494	Firm change after gap	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Oct 27, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 20, 2019 to Mar 24, 2021factForm ADV
→ SPIRIT OF AMERICA MANAGEMENT CORPRegistered adviserregistration: previous registration
Aug 28, 2018 to Jun 6, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 29, 2002 to Aug 13, 2003factForm ADV

Dated events

No dated event names this entity yet.