DFX Intelligence
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Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Mount Pleasant, SC | LINCROFT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jul 17, 2023 | n/a | yes | Mount Pleasant, SC|LINCROFT, NJ | Current employment |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Feb 23, 2016 | Jun 30, 2023 | no | GREENWOOD VILLAGE, CO|Charleston, SC|Mount Pleasant, SC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | W•••• I••••••••• A•••••••• L•• | Jun 30, 2023 | Jul 17, 2023 | 17 | Firm change | Other |
| S••••••••• A•••••••• I••• | E•••••• A••••••• G••••• L•• | Jul 20, 2015 | Feb 23, 2016 |
| S••••••••• A•••••••• I••• | Former SEC adviser | May 3, 2010 | Jul 20, 2015 | no | COLUMBIA, SC | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Nov 6, 2007 | Mar 30, 2009 | no | DANIEL ISLAND, SC | Previous registration |
| 218 |
| Firm change |
| Other |
| S••••••• F•••••••• S•••••••• I••• | S••••••••• A•••••••• I••• | Mar 30, 2009 | May 3, 2010 | 399 | Firm change | Other |