RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• S•••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jul 17, 2023 · Mount Pleasant, Sc
- E•••••• A••••••• G••••• L•• BD affiliatedFeb 23, 2016 to Jun 30, 2023 · Greenwood Village, Co
- S••••••••• A•••••••• I••• formerMay 3, 2010 to Jul 20, 2015 · Columbia, Sc
- S••••••• F•••••••• S•••••••• I••• formerNov 6, 2007 to Mar 30, 2009 · Daniel Island, Sc
- E•••••• A••••••• G••••• L•• to W•••• I••••••••• A•••••••• L••left Jun 30, 2023, registered Jul 17, 2023 (17 days) · Other
- S••••••••• A•••••••• I••• to E•••••• A••••••• G••••• L••left Jul 20, 2015, registered Feb 23, 2016 (218 days) · Other
- S••••••• F•••••••• S•••••••• I••• to S••••••••• A•••••••• I•••left Mar 30, 2009, registered May 3, 2010 (399 days) · Other
- R••••• J••••• S••••• left E•••••• A••••••• G••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2023-07-17)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address