DFX Intelligence
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Reading the graph
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Advisor at G•••••••• F•••••••• N••••••• L••
Mt. Laurel, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••••••• F•••••••• N••••••• L•• | Independent wealth | May 11, 2017 | n/a | yes | Mt. Laurel, NJ | Current employment |
| L••• H••••• • W••••• M••••••••• G•••• | Former SEC adviser | Oct 1, 2013 | May 2, 2017 | no | MOORESTOWN, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• H••••• • W••••• M••••••••• G•••• | G•••••••• F•••••••• N••••••• L•• | May 2, 2017 | May 11, 2017 | 9 | Firm change | Other |
| V•• A••••••• S••••••• | L••• H••••• • W••••• M••••••••• G•••• | Sep 27, 2013 | Oct 1, 2013 |
| V•• A••••••• S••••••• | Former SEC adviser | May 15, 2006 | Sep 27, 2013 | no | OVERLAND PARK, KS|MOORESTOWN, NJ|OVERLAND PARK, KS | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 15, 2003 | May 23, 2006 | no | MOORESTOWN, NJ|MOORESTOWN, NJ | Previous registration |
| J••••• H•••••••• W••• L••••• L•• | Former SEC adviser | Oct 18, 2002 | Oct 15, 2003 | no | MOORESTOWN, NJ | Previous registration |
| 4 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | V•• A••••••• S••••••• | May 23, 2006 | May 15, 2006 | -8 | Firm change | Other |
| J••••• H•••••••• W••• L••••• L•• | W•••• F•••• A••••••• | Oct 15, 2003 | Sep 15, 2003 | -30 | Firm change | Other |