RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••• F•••••
- G•••••••• F•••••••• N••••••• L•• independent RIA currentsince May 11, 2017 · Mt. Laurel, Nj
- L••• H••••• • W••••• M••••••••• G•••• formerOct 1, 2013 to May 2, 2017 · Moorestown, Nj
- V•• A••••••• S••••••• formerMay 15, 2006 to Sep 27, 2013 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseSep 15, 2003 to May 23, 2006 · Moorestown, Nj
- J••••• H•••••••• W••• L••••• L•• formerOct 18, 2002 to Oct 15, 2003 · Moorestown, Nj
- L••• H••••• • W••••• M••••••••• G•••• to G•••••••• F•••••••• N••••••• L••left May 2, 2017, registered May 11, 2017 (9 days) · Other
- V•• A••••••• S••••••• to L••• H••••• • W••••• M••••••••• G••••left Sep 27, 2013, registered Oct 1, 2013 (4 days) · Other
- W•••• F•••• A••••••• to V•• A••••••• S•••••••left May 23, 2006, registered May 15, 2006 (-8 days) · Other
- J••••• H•••••••• W••• L••••• L•• to W•••• F•••• A•••••••left Oct 15, 2003, registered Sep 15, 2003 (-30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address