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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Nashville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 4, 2019 | n/a | yes | Nashville, TN | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Apr 7, 2011 | Oct 11, 2019 | no | LITTLE ROCK, AR|NASHVILLE, TN|MEMPHIS, TN|NASHVILLE, TN | Previous registration |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 26, 2011 | Apr 5, 2011 | no | NASHEVILLE, TN|MIAMI, FL | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jan 15, 2008 | Dec 7, 2010 | no | CAMDEN, TN|CAMDEN, TN|MEMPHIS, TN | Previous registration |
| DAY WEALTH MANAGEMENT, INC. | n/a | Dec 14, 2006 | Jan 11, 2008 | no | KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 11, 2019 | Oct 4, 2019 | -7 | Bulk transfer | Ibd to ibd |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | FSC SECURITIES CORPORATION | Apr 5, 2011 | Apr 7, 2011 | 2 | Firm change | Other |
| FIRST HORIZON ADVISORS, INC | CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Dec 7, 2010 | Jan 26, 2011 | 50 | Firm change | Other |
| DAY WEALTH MANAGEMENT, INC. | FIRST HORIZON ADVISORS, INC | Jan 11, 2008 | Jan 15, 2008 | 4 | Firm change | Other |