RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T••••• M•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 4, 2019 · Nashville, Tn
- F•• S••••••••• C••••••••• formerApr 7, 2011 to Oct 11, 2019 · Little Rock, Ar
- C•••••• G••••••• W••••• M••••••••• L•• formerJan 26, 2011 to Apr 5, 2011 · Nasheville, Tn
- F•••• H•••••• A•••••••• I•• formerJan 15, 2008 to Dec 7, 2010 · Camden, Tn
- D•• W••••• M••••••••• I••• unclassifiedDec 14, 2006 to Jan 11, 2008 · Knoxville, Tn
- F•• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 11, 2019, registered Oct 4, 2019 (-7 days) · corporate re-registration, not a move
- C•••••• G••••••• W••••• M••••••••• L•• to F•• S••••••••• C•••••••••left Apr 5, 2011, registered Apr 7, 2011 (2 days) · Other
- F•••• H•••••• A•••••••• I•• to C•••••• G••••••• W••••• M••••••••• L••left Dec 7, 2010, registered Jan 26, 2011 (50 days) · Other
- D•• W••••• M••••••••• I••• to F•••• H•••••• A•••••••• I••left Jan 11, 2008, registered Jan 15, 2008 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address