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Advisor at LPL FINANCIAL LLC
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 28, 2024 | n/a | yes | NAPLES, FL | Current employment |
| IMPRINT WEALTH LLC | Independent wealth | Jul 14, 2023 | Jun 17, 2024 | no | Naples, FL|MOUNT PLEASANT, SC | Previous registration |
| LAIDLAW WEALTH MANAGEMENT LLC | Independent wealth | Jan 29, 2021 | Aug 4, 2023 | no | Naples, FL | Previous registration |
| CAPITALROCK FINANCIAL, LLC | Former SEC adviser | Jan 30, 2019 | Dec 31, 2020 | no | Naples, FL|NAPLES, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 19, 2010 | Oct 4, 2018 | no | FORT MYERS, FL|NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| IMPRINT WEALTH LLC | LPL FINANCIAL LLC | Jun 17, 2024 | Jun 28, 2024 | 11 | Firm change | RIA to ibd |
| LAIDLAW WEALTH MANAGEMENT LLC | IMPRINT WEALTH LLC | Aug 4, 2023 | Jul 14, 2023 | -21 | Firm change | RIA to RIA |
| CAPITALROCK FINANCIAL, LLC | LAIDLAW WEALTH MANAGEMENT LLC | Dec 31, 2020 | Jan 29, 2021 | 29 | Firm change | RIA to RIA |
| WELLS FARGO ADVISORS | CAPITALROCK FINANCIAL, LLC | Oct 4, 2018 | Jan 30, 2019 | 118 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150040:322130:FL:2023-08-04 | Aug 4, 2023 | Jul 14, 2023 | NAPLES, FL | Firm change |
| 281234:150040:FL:2020-12-31 | Dec 31, 2020 | Jan 29, 2021 | NAPLES, FL | Firm change |