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Advisor at T•• A•••••••• I•••
SUMMIT, NJ | Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• A•••••••• I••• | Bd affiliated wealth | Sep 27, 2017 | n/a | yes | SUMMIT, NJ|Omaha, NE | Current employment |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jun 4, 2015 | Sep 12, 2017 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | T•• A•••••••• I••• | Sep 12, 2017 | Sep 27, 2017 | 15 | Firm change | Other |
| A••••••• A••••••• S••••••• | O•••• P•••••••• S••••••••• L•• | May 26, 2015 |
| Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Nov 13, 2009 | May 26, 2015 | no | LINCOLN, NE|OMAHA, NE|ASHLAND, NE|LINCOLN, NE|OMAHA, NE | Previous registration |
| C••••••••• A•••••••• I•• | Former SEC adviser | Oct 19, 2006 | Oct 27, 2009 | no | OMAHA, NE|ASHLAND, NE | Previous registration |
| 9 |
| Firm change |
| Other |
| C••••••••• A•••••••• I•• | A••••••• A••••••• S••••••• | Oct 27, 2009 | Nov 13, 2009 | 17 | Firm change | Other |