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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

LARISA SHAROCKMAN

Advisor at CITIGROUP GLOBAL MARKETS INC.

O'Fallon, MO | Jacksonville, FL | Chesterfield, MO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Nov 23, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIGROUP GLOBAL MARKETS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 23, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 23, 1995
First registration: Nov 23, 1999
Dual registered: yes, broker-dealer
Other names: LARISA GERSHILEVICH
IAPD individual key: 2371246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 11, 2022	n/a	yes	O'Fallon, MO\|Chesterfield, MO\|Jacksonville, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Dec 9, 2014	May 24, 2022	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 9, 2014	May 24, 2022	no	ST. LOUIS, MO	Previous registration
STERNECK CAPITAL MANAGEMENT LLC	Independent wealth	Apr 14, 2014	Nov 28, 2014	no	ST. LOUIS, MO\|KANSAS CITY, MO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 8, 2009	Oct 14, 2013	no	Chesterfield, MO	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 14, 2008	Feb 19, 2009	no	OAKBROOK, IL	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Dec 8, 2005	Nov 16, 2007	no	DES PLAINES, IL\|NAPERVILLE, IL\|FRANKFORT, IL\|ALGONQUIN, IL\|BUFFALO GROVE, IL\|CRYSTAL LAKE, IL\|HOFFMAN ESTATES, IL\|VERNON HILLS, IL\|CARY, IL\|FOX RIVER GROVE, IL\|WOODSTOCK, IL\|MCHENRY, IL\|MARENGO, IL\|HUNTLEY, IL\|WEST DUNDEE, IL\|ROUND LAKE HEIGHTS, IL\|FOX LAKE, IL\|WINNETKA, IL\|LAKE FOREST, IL\|NILES, IL\|PARK RIDGE, IL\|GLENCOE, IL\|NORTHBROOK, IL\|NORTHBROOK, IL\|LIBERTYVILLE, IL\|LIBERTYVILLE, IL\|MUNDELEIN, IL\|WILMETTE, IL\|WILMETTE, IL\|EVANSTON, IL\|CHICAGO, IL\|SCHAUMBURG, IL\|PALATINE, IL\|WHEELING, IL\|BUFFALO GROVE, IL\|ELK GROVE, IL\|BENSENVILLE, IL\|ARLINGTON HEIGHTS, IL\|CHICAGO HEIGHTS, IL\|FLOSSMOOR, IL\|PALATINE, IL\|PALATINE, IL\|BUFFALO GROVE, IL\|PALATINE, IL\|ELK GROVE, IL\|ROLLING MEADOWS, IL\|ARLINGTON HEIGHTS, IL\|SUMMIT, IL\|ORLAND PARK, IL\|MIDLOTHIAN, IL\|EVERGREEN PARK, IL\|FRANKFORT, IL\|MT PROSPECT, IL\|SCHAUMBURG, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 11, 2005	Dec 31, 2005	no	ROSELLE, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 18, 2005	Jun 27, 2005	no	CHICAGO , IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 23, 1999	Nov 29, 2004	no	BARRINGTON, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	May 24, 2022	Dec 9, 2014	-2,723	Firm change after gap	Wirehouse to wirehouse
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	May 24, 2022	Dec 9, 2014	-2,723	Channel change	Wirehouse to wirehouse
STERNECK CAPITAL MANAGEMENT LLC	WELLS FARGO ADVISORS	Nov 28, 2014	Dec 9, 2014	11	Firm change	Other
CHARLES SCHWAB & CO., INC.	STERNECK CAPITAL MANAGEMENT LLC	Oct 14, 2013	Apr 14, 2014	182	Firm change	Other
STRATEGIC ADVISERS LLC	CHARLES SCHWAB & CO., INC.	Feb 19, 2009	Jul 8, 2009	139	Firm change	Ibd to ibd
BMO HARRIS FINANCIAL ADVISORS, INC	STRATEGIC ADVISERS LLC	Nov 16, 2007	Jan 14, 2008	59	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BMO HARRIS FINANCIAL ADVISORS, INC	Dec 31, 2005	Dec 8, 2005	-23	Bulk transfer	Other
TD AMERITRADE, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Jun 27, 2005	Jul 11, 2005	14	Firm change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Nov 29, 2004	Apr 18, 2005	140	Firm change	Ibd to new firm

Relationships

Registered with (9)

→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 9, 2014 to May 24, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 9, 2014 to May 24, 2022factForm ADV
→ STERNECK CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 14, 2014 to Nov 28, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 8, 2009 to Oct 14, 2013factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 14, 2008 to Feb 19, 2009factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Dec 8, 2005 to Nov 16, 2007factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 11, 2005 to Dec 31, 2005factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 18, 2005 to Jun 27, 2005factForm ADV

Dated events

Occurred
May 24, 2022
Advisor changed firm
Larisa Sharockman left Wells Fargo Advisors for Wells Fargo Advisors (registered 2014-12-09)
Form ADVobserved 5 days ago