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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ROBERT Antoine FILMORE

Advisor at VANGUARD ADVISERS, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:78f85527-15da-babf-37c3-3fae9a385fcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 5, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 18, 2012
First registration: May 5, 2014
Dual registered: yes, broker-dealer
Other names: ROB FILMORE|ROBERT ANTOINE FILMORE|Robert A Filmore|ROBERT FILMORE
IAPD individual key: 6002532

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Apr 27, 2021	n/a	yes	SCOTTSDALE, AZ	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Apr 9, 2020	Jul 30, 2020	no	Phoenix, AZ\|COLORADO SPRINGS, CO\|Phoenix, AZ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 22, 2019	Jan 31, 2020	no	PEORIA, AZ	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Apr 6, 2018	Dec 13, 2019	no	PHOENIX, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 24, 2014	Sep 15, 2017	no	GLENDALE, AZ\|SAN DIEGO, CA\|GLENDALE, AZ\|PHOENIX, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ\|COTTONWOOD, AZ	Previous registration
WINDSOR CAPITAL MANAGEMENT, LLC	Independent wealth	May 5, 2014	Oct 2, 2014	no	PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	VANGUARD ADVISERS, INC.	Jul 30, 2020	Apr 27, 2021	271	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	USAA INVESTMENT SERVICES COMPANY	Jan 31, 2020	Apr 9, 2020	69	Firm change	Ibd to ibd
VALIC FINANCIAL ADVISORS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Dec 13, 2019	Nov 22, 2019	-21	Firm change	Ibd to ibd
LPL FINANCIAL LLC	VALIC FINANCIAL ADVISORS, INC.	Sep 15, 2017	Apr 6, 2018	203	Firm change	Other
WINDSOR CAPITAL MANAGEMENT, LLC	LPL FINANCIAL LLC	Oct 2, 2014	Nov 24, 2014	53	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5475:106715:AZ:2020-07-30	Jul 30, 2020	Apr 27, 2021	PHOENIX, AZ	Firm change

Relationships

Registered with (6)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Apr 27, 2021 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Apr 9, 2020 to Jul 30, 2020factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 22, 2019 to Jan 31, 2020factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 6, 2018 to Dec 13, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 24, 2014 to Sep 15, 2017factForm ADV
→ WINDSOR CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 5, 2014 to Oct 2, 2014factForm ADV

Dated events

No dated event names this entity yet.