DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• A•••••• F••••••

V••••••• A•••••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6002532

Feed of 09/14/2026

Also filed as Rob F••••••

At current firm

5 y

since Apr 27, 2021

In the industry

14 y

since May 18, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Apr 27, 2021 · Scottsdale, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Apr 9, 2020 to Jul 30, 2020 · Phoenix, Az
W••••••• F•••••••• S•••••••• I••• former
Nov 22, 2019 to Jan 31, 2020 · Peoria, Az
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 6, 2018 to Dec 13, 2019 · Phoenix, Az
L•• F•••••••• L•• BD affiliated
Nov 24, 2014 to Sep 15, 2017 · Glendale, Az
W•••••• C•••••• M••••••••• L•• independent RIA
May 5, 2014 to Oct 2, 2014 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

U••• I••••••••• S••••••• C•••••• to V••••••• A•••••••• I•••
left Jul 30, 2020, registered Apr 27, 2021 (271 days) · Other · moved with a team
W••••••• F•••••••• S•••••••• I••• to U••• I••••••••• S••••••• C••••••
left Jan 31, 2020, registered Apr 9, 2020 (69 days) · Affiliated broker-dealer or bank to another
V•••• F•••••••• A•••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Dec 13, 2019, registered Nov 22, 2019 (-21 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Sep 15, 2017, registered Apr 6, 2018 (203 days) · Other
W•••••• C•••••• M••••••••• L•• to L•• F•••••••• L••
left Oct 2, 2014, registered Nov 24, 2014 (53 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address