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M••• A•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M••• A•••••• S••••••

Advisor at C••••• I••••••••• A••••••• L••

POWAY, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:79008d88-3c39-147b-1519-233f4f8016e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Nov 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 11, 2026	n/a	yes	POWAY, CA\|SAN DIEGO, CA	Current employment
M•••••• A••••• S••••••••• L••	Bd affiliated wealth	Jan 26, 2026	Jul 8, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••• S••••••••• L••	C••••• I••••••••• A••••••• L••	Jul 8, 2026	Aug 11, 2026	34	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	M•••••• A••••• S••••••••• L••	Jan 23, 2026

Relationships

Registered with (9)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Aug 11, 2026 to presentfactForm ADV
→ M•••••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 26, 2026 to Jul 8, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2025 to Jan 23, 2026factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
M••• A•••••• S•••••• left M•••••• A••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-08-11)
Form ADVobserved 7 days ago
Occurred
Jan 23, 2026
Advisor changed firm
M••• A•••••• S•••••• left M•• I•••••••• S•••••••• L•• for M•••••• A••••• S••••••••• L•• (registered 2026-01-26)
Form ADVobserved 7 days ago
Occurred
Dec 16, 2024
Advisor changed firm
M••• A•••••• S•••••• left L•• F•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2025-03-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79008d88-3c39-147b-1519-233f4f8016e8
First observed: Nov 22, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.