DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P••• F•••••••• A•••••••• L••
SAN DIEGO, CA | Irvine, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••• F•••••••• A•••••••• L•• | Independent wealth | Feb 11, 2020 | n/a | yes | Irvine, CA|SAN DIEGO, CA | Current employment |
| R••••••••• P••••••• O• A•••••• | Independent wealth | Apr 1, 2014 | Aug 13, 2019 | no | IRVINE, CA|PLANO, TX|IRVINE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••••••• P••••••• O• A•••••• | P••• F•••••••• A•••••••• L•• | Aug 13, 2019 | Feb 11, 2020 | 182 | Firm change | RIA to RIA |
| L•• F•••••••• L•• | R••••••••• P••••••• O• A•••••• | May 16, 2013 | Apr 1, 2014 |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 14, 2012 | May 16, 2013 | no | NEWPORT BEACH, CA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Aug 27, 2010 | Dec 21, 2012 | no | BREA, CA | Previous registration |
| U••• B•••••• A•••••••• L•• | Bd affiliated wealth | Mar 26, 2009 | May 10, 2010 | no | Tustin, CA|IRVINE, CA | Previous registration |
| 320 |
| Firm change |
| Other |
| S•••••••• A••••••• L•• | L•• F•••••••• L•• | Dec 21, 2012 | Dec 14, 2012 | -7 | Firm change | Other |
| U••• B•••••• A•••••••• L•• | S•••••••• A••••••• L•• | May 10, 2010 | Aug 27, 2010 | 109 | Firm change | Other |