DFX Intelligence

R•••••• J••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor35 years in industry

R•••••• J••••• S•••••••

Advisor at F••••••• W••••• A•••••••• L••

CHICAGO, IL | Crestwood, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7926cc92-c461-a1aa-2538-d7ce20f9f1f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 16, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• W••••• A•••••••• L••	Independent wealth	Jul 31, 2020	n/a	yes	Crestwood, IL\|CHICAGO, IL	Current employment
P•• A••••••• S•••••••• L••	Independent wealth	Sep 5, 2013	Jul 28, 2014	no	CRESTWOOD, IL\|ALBANY, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• M••••••••• L•	P•• A••••••• S•••••••• L••	Aug 20, 2020	Sep 5, 2013	-2,541	Firm change after gap	Other
P•• A••••••• S•••••••• L••	F••••••• W••••• A•••••••• L••	Jul 28, 2014	Jul 31, 2020

Relationships

Registered with (4)

→ F••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 31, 2020 to presentfactForm ADV
→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: previous registration
Aug 9, 2013 to Aug 20, 2020factForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 5, 2013 to Jul 28, 2014factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7926cc92-c461-a1aa-2538-d7ce20f9f1f4
First observed: Feb 16, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.