RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••••• S•••••••
- F••••••• W••••• A•••••••• L•• independent RIA currentsince Jul 31, 2020 · Crestwood, Il
- P•• A••••••• S•••••••• L•• independent RIASep 5, 2013 to Jul 28, 2014 · Crestwood, Il
- F•••• F•••••••• M••••••••• L• independent RIAAug 9, 2013 to Aug 20, 2020 · Crestwood, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 16, 1998 to Aug 14, 2013 · Crestwood, Il
- F•••• F•••••••• M••••••••• L• to P•• A••••••• S•••••••• L••left Aug 20, 2020, registered Sep 5, 2013 (-2541 days) · Other
- P•• A••••••• S•••••••• L•• to F••••••• W••••• A•••••••• L••left Jul 28, 2014, registered Jul 31, 2020 (2195 days) · Other
- C••••• I••••••••• A••••••• L•• to F•••• F•••••••• M••••••••• L•left Aug 14, 2013, registered Aug 9, 2013 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address