DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JOHN JOSEPH O'HAGAN

Advisor at O'HAGAN GROUP, INC.

BETHLEHEM, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7943b505-1f17-bcb5-108b-332a8d3b6c1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O'HAGAN GROUP, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Nov 20, 1987
First registration: Nov 20, 2003
Dual registered: yes, broker-dealer
Other names: JOHN J OHAGAN|JOHN JOSEPH O`HAGAN|John O`Hagan|JOHN JOSEPH OHAGAN
IAPD individual key: 1754256

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O'HAGAN GROUP, INC.	Independent wealth	Oct 1, 2021	n/a	yes	BETHLEHEM, PA	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Sep 30, 2021	no	BETHLEHEM, PA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Sep 18, 2013	Nov 6, 2020	no	BETHLEHEM, PA\|SEATTLE, WA\|Bethlehem, PA\|SEATTLE, WA	Previous registration
PKS ADVISORY SERVICES, LLC	Independent wealth	Aug 19, 2009	Dec 31, 2013	no	BETHLEHEM, PA\|BETHLEHEM, PA\|ALBANY, NY	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Aug 17, 2009	no	SAINT PETERSBURG, FL	Previous registration
INTEGRATED ASSET MANAGEMENT, INC.	n/a	Mar 2, 2004	Dec 31, 2005	no	BETHLEHEM, PA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Nov 20, 2003	Jan 2, 2009	no	BETHLEHEM, PA\|BETHLEHEM, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	O'HAGAN GROUP, INC.	Sep 30, 2021	Oct 1, 2021	1	Firm change	Ibd to new firm
KMS FINANCIAL SERVICES, INC	ARBOR POINT ADVISORS	Nov 6, 2020	Nov 6, 2020	0	Channel change	Ibd to ibd
PKS ADVISORY SERVICES, LLC	KMS FINANCIAL SERVICES, INC	Dec 31, 2013	Sep 18, 2013	-104	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PKS ADVISORY SERVICES, LLC	Aug 17, 2009	Aug 19, 2009	2	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	INTEGRATED ASSET MANAGEMENT, INC.	Jan 2, 2009	Mar 2, 2004	-1,767	Firm change after gap	Other
INTEGRATED ASSET MANAGEMENT, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 31, 2005	Jan 2, 2009	1,098	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:315389:PA:2021-09-30	Sep 30, 2021	Oct 1, 2021	BETHLEHEM, PA	Firm change
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change

Relationships

Registered with (7)

→ O'HAGAN GROUP, INC.Registered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Sep 30, 2021factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Sep 18, 2013 to Nov 6, 2020factForm ADV
→ PKS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Aug 19, 2009 to Dec 31, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Aug 17, 2009factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 20, 2003 to Jan 2, 2009factForm ADV
→ INTEGRATED ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 2, 2004 to Dec 31, 2005factForm ADV

Dated events

No dated event names this entity yet.