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Advisor at EAST WEST WEALTH ADVISORS LLC
SANTA CLARA, CA | PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EAST WEST WEALTH ADVISORS LLC | No RAUM reported | Aug 5, 2026 | n/a | yes | SANTA CLARA, CA|PASADENA, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 15, 2022 | Aug 4, 2026 | no | Pasadena, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 19, 2022 | Aug 15, 2022 | no | San Francisco, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 1, 2020 | Apr 11, 2022 | no | NEW YORK, NY|PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EAST WEST WEALTH ADVISORS LLC | Aug 4, 2026 | Aug 5, 2026 | 1 | Firm change | Ibd to new firm |
| CITIGROUP GLOBAL MARKETS INC. | CETERA INVESTMENT ADVISERS LLC | Aug 15, 2022 | Aug 15, 2022 | 0 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Apr 11, 2022 | Apr 19, 2022 | 8 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:342776:CA:2026-07-29 | Aug 4, 2026 | Aug 5, 2026 | PASADENA, CA | Firm change |