DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••• C••••

E••• W••• W••••• A••••••• L••no RAUMSanta Clara, Ca IA-onlyIAPD 7203162

Feed of 09/15/2026

Also filed as Chinpao Chang

At current firm

0 y

since Aug 5, 2026

In the industry

10 y

since Sep 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••• W••• W••••• A••••••• L•• no RAUM current
since Aug 5, 2026 · Santa Clara, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Aug 15, 2022 to Aug 4, 2026 · Pasadena, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 19, 2022 to Aug 15, 2022 · San Francisco, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 1, 2020 to Apr 11, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to E••• W••• W••••• A••••••• L••
left Aug 4, 2026, registered Aug 5, 2026 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C•••••••• G••••• M•••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 15, 2022, registered Aug 15, 2022 (0 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Apr 11, 2022, registered Apr 19, 2022 (8 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C••••••• C•••• left C••••• I••••••••• A••••••• L•• for E••• W••• W••••• A••••••• L•• (registered 2026-08-05)
Aug 4, 2026 · advisor firm c••••e · fact
C••••••• C•••• left C•••••••• G••••• M•••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-08-15)
Aug 15, 2022 · advisor firm c••••e · fact
C••••••• C•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-04-19)
Apr 11, 2022 · advisor firm c••••e · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address