DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• F•••••••• A•••••••
Legal name C•••• F•••••••• A•••••••• L••
Latest filing Sep 4, 2026
First filing on the tape Oct 9, 2025 · 4 filings
SEC status approved since Nov 19, 2025
RAUM
$729M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
85%
$623M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$146M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$729M as of Jun 5, 2026
Oct 9, 2025$0 then
HNW client RAUM$560M as of Jun 5, 2026
Mar 27, 2026$560M then
State-registered IARs (5.B.3)5 as of Jun 5, 2026
Oct 9, 20255 then
Employees (5.A)11 as of Jun 5, 2026
Oct 9, 202511 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $146MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$560M77%
- Pension and profit-sharing plans$107M15%
- Individuals$62.9M8.6%
- Individual clients
- 190reported
- HNW clients
- 184reported
- Pension plan clients
- 8reported
- Charitable clients
- n/areported
- Accounts
- 390reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.85 fund_share=0.0 institutional_share=0.15 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• S•••• B••••• | Framingham, Ma | Feb 8, 2026 | 42 y | 2 |
| C••••••••• P• G•••••••Certified Financial Planner | Framingham, Ma | Feb 11, 2026 | 23 y | 2 |
| M••••• B••••Certified Financial Planner | Framingham, Ma | Feb 11, 2026 | 20 y | 5 |
| D•••• K•••••• J•••••Certified Financial Planner | Framingham, Ma | Feb 11, 2026 | 13 y | 2 |
| M•••••• D••••• F•••••••Certified Financial Planner | Framingham, Ma | Feb 11, 2026 | 28 y | 3 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• P• G••••••• from C•••• F•••••••• A•••••••Feb 11, 2026 · Other
- M••••• B•••• from C••••••••• F•••••••• N••••••Feb 11, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- D•••• K•••••• J••••• from C•••• F•••••••• A•••••••Feb 11, 2026 · Other
- M•••••• D••••• F••••••• from C••••••••• F•••••••• N••••••Feb 11, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••••• S•••• B••••• from C••••••••• F•••••••• N••••••Feb 8, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C••••••••• F•••••••• N••••••Feb 2, 2026 · Framingham, Ma
- 2 joined from C•••• F•••••••• A•••••••May 11, 2022 · Framingham, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S••••• M• · Chief Compliance Officersince 08/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Framingham, Ma · principal | 5 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jun 5, 2026 to Sep 4, 2026
- Related adviser · false to unsetJun 5, 2026 to Sep 4, 2026
- Related bank · false to unsetJun 5, 2026 to Sep 4, 2026
- Related broker-dealer · false to unsetJun 5, 2026 to Sep 4, 2026
- Related insurance company · false to unsetJun 5, 2026 to Sep 4, 2026
- Succession · false to unsetJun 5, 2026 to Sep 4, 2026
- Accounts · 0 to 390Oct 9, 2025 to Mar 27, 2026
- HNW clients · unset to 184.0Oct 9, 2025 to Mar 27, 2026
- Individual clients · unset to 190.0Oct 9, 2025 to Mar 27, 2026
- Pension plan clients · unset to 8.0Oct 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $0 to $623MOct 9, 2025 to Mar 27, 2026
- HNW RAUM · unset to 559690122.0Oct 9, 2025 to Mar 27, 2026
- Individual RAUM · unset to 62924070.0Oct 9, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $0 to $107MOct 9, 2025 to Mar 27, 2026
- Pension RAUM · unset to 106833663.0Oct 9, 2025 to Mar 27, 2026
- RAUM · $0 to $729MOct 9, 2025 to Mar 27, 2026
Signals
2 dated events
- 3 advisors left C••••••••• F•••••••• N•••••• (Framingham, MA) for C•••• F•••••••• A••••••• on the same dayFeb 2, 2026 · Team lift-out · derived
- 2 advisors left C•••• F•••••••• A••••••• (Framingham, MA) for C•••• F•••••••• A••••••• on the same dayMay 11, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- e•••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- f•••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m•••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- j•••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- l••••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- g•••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 508-598-1082reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 508-598-1087reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/canby-financial-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 508-598-1082reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $146Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026