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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Derek Ray Huff

Advisor at KOVACK ADVISORS, INC.

FT. LAUDERDALE, FL | Huntsville, AL

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Search this name across graphsid dfx:ria:7947b434-62ec-b436-e50a-fe8a696e6282

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KOVACK ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 16, 2006
First registration: Jul 3, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5221170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KOVACK ADVISORS, INC.	Bd affiliated wealth	Aug 26, 2021	n/a	yes	FT. LAUDERDALE, FL\|Huntsville, AL	Current employment
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Apr 7, 2020	Aug 26, 2021	no	URBANDALE, IA\|Huntsville, AL\|Huntsville, AL	Previous registration
SUPREME ALLIANCE LLC	Independent wealth	Sep 5, 2019	Mar 10, 2020	no	CHARLOTTE, NC\|KATHLEEN, GA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 9, 2018	May 20, 2019	no	ADEL, GA\|HUNTSVILLE, AL\|GREENVILLE, SC	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jul 21, 2015	Mar 23, 2018	no	MACON, GA\|ALPHARETTA, GA	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 19, 2012	Feb 24, 2015	no	WARNER ROBINS, GA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Mar 18, 2011	Dec 31, 2011	no	ADEL, GA\|KATHLEEN, GA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 3, 2008	Dec 31, 2008	no	VALDOSTA, GA\|ADEL, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRITY ALLIANCE, LLC	KOVACK ADVISORS, INC.	Aug 26, 2021	Aug 26, 2021	0	Firm change	RIA to ibd
SUPREME ALLIANCE LLC	INTEGRITY ALLIANCE, LLC	Mar 10, 2020	Apr 7, 2020	28	Firm change	RIA to RIA
VOYA FINANCIAL ADVISORS, INC.	SUPREME ALLIANCE LLC	May 20, 2019	Sep 5, 2019	108	Firm change	Ibd to RIA
ALLSTATE FINANCIAL ADVISORS, LLC	VOYA FINANCIAL ADVISORS, INC.	Mar 23, 2018	May 9, 2018	47	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Dec 31, 2011	Oct 19, 2012	293	Firm change	Other

Relationships

Registered with (5)

→ KOVACK ADVISORS, INC.Registered adviserregistration: current employment
Aug 26, 2021 to presentfactForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Apr 7, 2020 to Aug 26, 2021factForm ADV
→ SUPREME ALLIANCE LLCRegistered adviserregistration: previous registration
Sep 5, 2019 to Mar 10, 2020factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 9, 2018 to May 20, 2019factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 21, 2015 to Mar 23, 2018factForm ADV

Dated events

No dated event names this entity yet.