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RIA / WealthAdvisorPersonal Financial Specialist26 years in industry

KEITH EDWARD HEIL

Advisor at DALE K. EHRHART, INC.

Sunrise Beach, MO | VENICE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DALE K. EHRHART, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S66|S65
First exam: Dec 21, 1999
First registration: Aug 22, 2001
Dual registered: no
IAPD individual key: 4524970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DALE K. EHRHART, INC.	Independent wealth	Dec 15, 2023	n/a	yes	VENICE, FL\|Sunrise Beach, MO	Current employment
ARISE WEALTH MANAGEMENT, LLC	n/a	Jan 23, 2009	Dec 31, 2023	no	OVERLAND PARK, KS	Previous registration
LUMIA WEALTH, LLC	Former SEC adviser	Jan 2, 2003	Feb 5, 2009	no	OVERLAND PARK, KS	Previous registration
LEGACY FINANCIAL GROUP, INC.	n/a	Aug 12, 2002	Nov 20, 2002	no	OVERLAND PARK, KS	Previous registration
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Aug 22, 2001	Nov 27, 2002	no	KANSAS CITY, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARISE WEALTH MANAGEMENT, LLC	DALE K. EHRHART, INC.	Dec 31, 2023	Dec 15, 2023	-16	Firm change	Other
LUMIA WEALTH, LLC	ARISE WEALTH MANAGEMENT, LLC	Feb 5, 2009	Jan 23, 2009	-13	Firm change	Other
ERNST & YOUNG INVESTMENT ADVISERS LLP	LEGACY FINANCIAL GROUP, INC.	Nov 27, 2002	Aug 12, 2002	-107	Firm change after gap	Other
LEGACY FINANCIAL GROUP, INC.	LUMIA WEALTH, LLC	Nov 20, 2002	Jan 2, 2003	43	Firm change	Other

Relationships

Registered with (5)

→ DALE K. EHRHART, INC.Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ ARISE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 23, 2009 to Dec 31, 2023factForm ADV
→ LUMIA WEALTH, LLCRegistered adviserregistration: previous registration
Jan 2, 2003 to Feb 5, 2009factForm ADV
→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: previous registration
Aug 22, 2001 to Nov 27, 2002factForm ADV
→ LEGACY FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Aug 12, 2002 to Nov 20, 2002factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
Keith Edward Heil left Arise Wealth Management, Llc for Dale K. Ehrhart, Inc. (registered 2023-12-15)
Form ADVobserved 5 days ago