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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DALE K. EHRHART, INC.

CRD 35971

VENICE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8490ac7d-fd32-5b7b-c769-e137926549d6

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2012 to Mar 29, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.77 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $649MItem 5.F on the latest filing (2026-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $583M
Private client RAUM: $501MderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $162Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 309
Individual clients: 22
High net worth clients: 92
Custody, client assets: $23.7M
SEC number: 801-13542
CRD: 35971
Filings on the tape: 44
First filed: Mar 9, 2012
Latest filed: Mar 29, 2026
Organised: Corporation, FL
Website: dkeinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KEITH EDWARD HEIL	Personal Financial Specialist	Sunrise Beach, MO \| VENICE, FL	2	26	4	no
Zachery John Jaggi	n/a	VENICE, FL	2	13	n/a	no
MICHAEL WARREN HARTLEY	n/a	VENICE, FL	0	23	1	no
MICHAEL THOMAS HARTLEY	n/a	VENICE, FL	0	39	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARTLEY, MICHAEL, THOMAS	CEO / OWNER	E	yes	01/2003	Mar 9, 2012	Jun 26, 2024
Hartley, Bonnie, Brown	SECRETARY/TREASURER	A	no	02/2017	Dec 21, 2017	Jun 26, 2024
HARTLEY, MICHAEL, WARREN	PRESIDENT / CHIEF COMPLIANCE OFFICER	A	no	09/2017	Mar 9, 2012	Jun 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 29, 2026	$649M	$583M	6	4	0	n/a	n/a
2024	Mar 26, 2025	$562M	$518M	6	4	0	n/a	n/a
2023	Mar 26, 2024	$537M	$498M	5	3	0	n/a	n/a
2022	Mar 9, 2023	$605M	$442M	4	2	0	n/a	n/a
2021	Mar 15, 2022	$673M	$484M	4	2	0	n/a	n/a
2020	Mar 26, 2021	$623M	$503M	5	3	0	n/a	n/a
2019	Mar 24, 2020	$630M	$506M	5	3	0	n/a	n/a
2018	Mar 13, 2019	$570M	$442M	5	3	0	n/a	n/a
2017	Mar 19, 2018	$628M	$510M	6	3	0	n/a	n/a
2016	Mar 31, 2017	$1.1B	$1.1B	7	7	n/a	n/a	n/a
2015	Mar 10, 2016	$1.0B	$951M	7	7	n/a	n/a	n/a
2014	Mar 18, 2015	$1.1B	$1.0B	7	7	n/a	n/a	n/a
2013	Mar 24, 2014	$972M	$940M	6	6	n/a	n/a	n/a
2012	Mar 20, 2013	$829M	$816M	6	6	n/a	n/a	n/a
2011	Mar 9, 2012	$799M	$785M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	25.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$649M	$562M	15.5%	$605M	2.4%	6	6	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EMERGENT INVESTOR SERVICES, LLC	2	Jun 29, 2017	Jan 1, 2026	LAKEWOOD RANCH, FL	Team lift out	Other	66.7%

Relationships

Registered with (5)

← MICHAEL THOMAS HARTLEYAdvisorregistration: previous registration
Nov 18, 1994 to Dec 31, 2025factForm ADV
← MICHAEL WARREN HARTLEYAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Zachery John JaggiAdvisorregistration: current employment
Jun 21, 2024 to presentfactForm ADV
← KEITH EDWARD HEILAdvisorregistration: current employment
Dec 15, 2023 to presentfactForm ADV
← BRIAN RICHARD POPEAdvisorregistration: previous registration
Jun 22, 2017 to Apr 1, 2021factForm ADV

Controls (1)

← HARTLEY, MICHAEL, THOMASOwnerCEO / OWNER, ownership code E, individual
Mar 9, 2012 to Jun 26, 2024factForm ADV

Owns (2)

← HARTLEY, MICHAEL, WARRENOwnerPRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code A, individual
Mar 9, 2012 to Jun 26, 2024factForm ADV
← Hartley, Bonnie, BrownOwnerSECRETARY/TREASURER, ownership code A, individual
Dec 21, 2017 to Jun 26, 2024factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
Michael Thomas Hartley left Dale K. Ehrhart, Inc. for Allied Advisors Llc (registered 2003-11-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8490ac7d-fd32-5b7b-c769-e137926549d6
First observed: Mar 9, 2012
Last observed: Mar 29, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DALE K. EHRHART, INC.

CRD 35971

VENICE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8490ac7d-fd32-5b7b-c769-e137926549d6

Data as of Mar 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KEITH EDWARD HEIL

Personal Financial Specialist

Sunrise Beach, MO | VENICE, FL

Zachery John Jaggi

n/a

VENICE, FL

n/a

MICHAEL WARREN HARTLEY

n/a

VENICE, FL

MICHAEL THOMAS HARTLEY

n/a

VENICE, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARTLEY, MICHAEL, THOMAS

CEO / OWNER

yes

01/2003

Mar 9, 2012

Jun 26, 2024

Hartley, Bonnie, Brown

SECRETARY/TREASURER

02/2017

Dec 21, 2017

Jun 26, 2024

HARTLEY, MICHAEL, WARREN

PRESIDENT / CHIEF COMPLIANCE OFFICER

09/2017

Mar 9, 2012

Jun 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 29, 2026

$649M

$583M

n/a

2024

Mar 26, 2025

$562M

$518M

n/a

2023

Mar 26, 2024

$537M

$498M

n/a

2022

Mar 9, 2023

$605M

$442M

n/a

2021

Mar 15, 2022

$673M

$484M

n/a

2020

Mar 26, 2021

$623M

$503M

n/a

2019

Mar 24, 2020

$630M

$506M

n/a

2018

Mar 13, 2019

$570M

$442M

n/a

2017

Mar 19, 2018

$628M

$510M

n/a

2016

Mar 31, 2017

$1.1B

n/a

2015

Mar 10, 2016

$1.0B

$951M

n/a

2014

Mar 18, 2015

$1.1B

$1.0B

n/a

2013

Mar 24, 2014

$972M

$940M

n/a

2012

Mar 20, 2013

$829M

$816M

n/a

2011

Mar 9, 2012

$799M

$785M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$649M

$562M

15.5%

$605M

2.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EMERGENT INVESTOR SERVICES, LLC

Jun 29, 2017

Jan 1, 2026

LAKEWOOD RANCH, FL

Team lift out

Other

66.7%