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RIA Intelligence
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Registered advisor
K•••• E••••• H•••
Personal Financial Specialist
Feed of 09/14/2026
At current firm
2 y
since Dec 15, 2023
In the industry
26 y
since Dec 21, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- D••• K• E••••••• I••• independent RIA currentsince Dec 15, 2023 · Venice, Fl
- A•••• W••••• M••••••••• L•• unclassifiedJan 23, 2009 to Dec 31, 2023 · Overland Park, Ks
- L•••• W•••••• L•• formerJan 2, 2003 to Feb 5, 2009 · Overland Park, Ks
- L••••• F•••••••• G••••• I••• unclassifiedAug 12, 2002 to Nov 20, 2002 · Overland Park, Ks
- E•••• • Y•••• I••••••••• A••••••• L•• no RAUMAug 22, 2001 to Nov 27, 2002 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- A•••• W••••• M••••••••• L•• to D••• K• E••••••• I•••left Dec 31, 2023, registered Dec 15, 2023 (-16 days) · Other
- L•••• W•••••• L•• to A•••• W••••• M••••••••• L••left Feb 5, 2009, registered Jan 23, 2009 (-13 days) · Other
- E•••• • Y•••• I••••••••• A••••••• L•• to L••••• F•••••••• G••••• I•••left Nov 27, 2002, registered Aug 12, 2002 (-107 days) · Other
- L••••• F•••••••• G••••• I••• to L•••• W•••••• L••left Nov 20, 2002, registered Jan 2, 2003 (43 days) · Other
Signals
- K•••• E••••• H••• left A•••• W••••• M••••••••• L•• for D••• K• E••••••• I••• (registered 2023-12-15)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address