DFX Intelligence

S••••• L•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

S••••• L•••••• K•••••

Advisor at F•••• P••••••• W•••••• L••

Conifer, CO

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Search this name across graphsid dfx:ria:7960a74a-8346-0ce6-f8fe-48ec601f9d06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jan 4, 2026	n/a	yes	Conifer, CO	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Apr 1, 2025	Mar 20, 2026	no	Conifer, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• A•••• M••••••••• L••	F•••• P••••••• W•••••• L••	Mar 20, 2026	Jan 4, 2026	-75	Bulk transfer	RIA to RIA
T•••••••• W•••••• L••	N••••••••• A•••• M••••••••• L••	Apr 3, 2025	Apr 1, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
283403:282241:CO:2025-04-03	Apr 3, 2025	Apr 1, 2025	GREENWOOD VILLAGE, CO	Firm change
106733:283403:CO:2019-11-21	Nov 21, 2019	Dec 5, 2019	DENVER, CO	Firm change
125910:106733:CO:2019-10-29	Oct 31, 2019	Jun 28, 2019	DENVER, CO	Firm change after gap

Relationships

Registered with (7)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2025 to Mar 20, 2026factForm ADV
→ T•••••••• W•••••• L••Registered adviserregistration: previous registration
Dec 5, 2019 to Apr 3, 2025factForm ADV
→ B•• F•••••••• P•••••• W•••••• I•••

Dated events

Occurred
Apr 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7960a74a-8346-0ce6-f8fe-48ec601f9d06
First observed: Feb 16, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.