DFX Intelligence

G••••• D• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

G••••• D• M•••••

Advisor at H••• P••••••••• A•••••••• L••

PITTSFORD, NY

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Search this name across graphsid dfx:ria:7962a89d-f95e-d1b5-b8b2-eef1cae368ea

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• P••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• P••••••••• A•••••••• L••	Independent wealth	Apr 20, 2023	n/a	yes	PITTSFORD, NY	Current employment
H••• F•••• A•••••••• I•••	Independent wealth	Aug 30, 2021	Jan 2, 2023	no	ROCHESTER, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• F•••• A•••••••• I•••	H••• P••••••••• A•••••••• L••	Jan 2, 2023	Apr 20, 2023	108	Firm change	RIA to RIA
K••••• I••••••••• M•••••••••	H••• F•••• A•••••••• I•••	Nov 9, 2020	Aug 30, 2021

Relationships

Registered with (4)

→ H••• P••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ H••• F•••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 30, 2021 to Jan 2, 2023factForm ADV
→ K••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Feb 28, 2020 to Nov 9, 2020factForm ADV
→ M•••••• • N••••• A•••••••• L••

Dated events

Occurred
Jan 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7962a89d-f95e-d1b5-b8b2-eef1cae368ea
First observed: Sep 19, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.