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K••••• MANAGEMENT INC, CRD 110275
PITTSFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D•••• A•••••• D••••••••• | Certified Financial Planner | PITTSFORD, NY | 5 | 26 | n/a | no |
| D••••• L•• L••••••••• | Chartered Financial Analyst | PITTSFORD, NY | 4 | 14 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••• O• L••••• I••••••••• G•••• | PARENT COMPANY | E | yes | 10/2020 | Jul 7, 2026 | Jul 7, 2026 |
| L••••••••• D•••••• L•• | CHIEF INVESTMENT OFFICER & PRESIDENT | Na | yes | 04/2021 | Jul 7, 2026 | Jul 7, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C••• O• L••••• I••••••••• M••••••••• C• L•• | n/a | Asset manager | $6.8B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Naples | FL | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $4.0B | $3.5B | 13.1% | $4.1B | -0.7% | 38 | 39 | 0 | 1 |
| no |
| D•••• P•••••• A••••••• | n/a | PITTSFORD, NY | 4 | 13 | n/a | no |
| C•••••••• M••• P••••• | n/a | PITTSFORD, NY | 4 | 25 | 1 | no |
| M•••••• C•••• F••••••• | n/a | PITTSFORD, NY | 4 | 28 | n/a | no |
| C•••• J•• G••••••• | Certified Financial Planner | PITTSFORD, NY | 4 | 13 | 2 | no |
| J••• M••••• G••••••• | n/a | PITTSFORD, NY | 0 | 10 | n/a | no |
| PARENT COMPANY |
| E |
| yes |
| 10/2020 |
| Oct 21, 2020 |
| Sep 26, 2024 |
| C••••• K•••••••• F••••••• | CHIEF FINANCIAL OFFICER & TREASURER/SECRETARY OF THE BOARD | Na | yes | 10/2020 | Jan 19, 2012 | Sep 26, 2024 |
| D••••• T•••••• M•••••• | SENIOR VICE PRESIDENT & DIRECTOR OF OPERATIONS | Na | yes | 10/2020 | Jan 19, 2012 | Sep 26, 2024 |
| G•••••••• T•••••• W•••• | Director | Na | yes | 10/2020 | Oct 21, 2020 | Sep 26, 2024 |
| Y••••• C•••••• M••••• | Director | Na | yes | 10/2020 | Oct 21, 2020 | Sep 26, 2024 |
| H••••••• J•••• L•• | CHIEF COMPLIANCE OFFICER | Na | no | 01/2020 | Jul 7, 2026 | Jul 7, 2026 |
| Mar 28, 2025 |
| $4.0B |
| $4.0B |
| 38 |
| 21 |
| 1 |
| n/a |
| n/a |
| 2023 | Sep 27, 2023 | $3.5B | $3.5B | 39 | 18 | 1 | n/a | n/a |
| 2022 | Sep 27, 2022 | $3.5B | $3.5B | 41 | 19 | 1 | n/a | n/a |
| 2021 | Sep 28, 2021 | $4.1B | $4.1B | 37 | 18 | 1 | n/a | n/a |
| 2020 | Sep 28, 2020 | $3.5B | $3.5B | 34 | 22 | 1 | n/a | n/a |
| 2019 | Sep 27, 2019 | $3.4B | $3.4B | 35 | 23 | 1 | n/a | n/a |
| 2018 | Sep 27, 2018 | $3.2B | $3.2B | 37 | 23 | 1 | n/a | n/a |
| 2017 | Sep 25, 2017 | $3.1B | $3.0B | 34 | 11 | n/a | n/a | n/a |
| 2016 | Sep 19, 2016 | $2.8B | $2.8B | 34 | 11 | n/a | n/a | n/a |
| 2015 | Sep 2, 2015 | $2.6B | $2.6B | 33 | 11 | n/a | n/a | n/a |
| 2014 | Jul 29, 2014 | $2.6B | $2.6B | 39 | 11 | n/a | n/a | n/a |
| 2013 | Jul 25, 2013 | $2.4B | $2.4B | 34 | 11 | n/a | n/a | n/a |
| 2012 | Sep 27, 2012 | $2.3B | $2.2B | n/a | n/a | n/a | n/a | n/a |