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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Christopher John Frey

Advisor at SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC

Denver, CO | COLUMBIA, SC

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Search this name across graphsid dfx:ria:7967250e-7f40-5d19-e917-84155fc3d4b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 10, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 26, 2014
First registration: Jan 10, 2018
Dual registered: no
Other names: CHRIS JOHN FREY|CHRISTOPHER JOHN FREY|Christopher J Frey|Chris J Frey
IAPD individual key: 3142020

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	Other adviser	Aug 27, 2025	n/a	yes	COLUMBIA, SC\|Denver, CO	Current employment
CWM, LLC	Bd affiliated wealth	Jun 9, 2025	Aug 12, 2025	no	OMAHA, NE\|Littleton, CO	Previous registration
WAMBOLT & ASSOCIATES, LLC	Former SEC adviser	Nov 15, 2024	Sep 12, 2025	no	LITTLETON, CO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 3, 2019	Oct 28, 2024	no	DENVER, CO\|Denver, CO\|Frisco, TX\|CHICAGO, IL\|Glendale, CO	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jan 10, 2018	Sep 10, 2018	no	Lincoln, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WAMBOLT & ASSOCIATES, LLC	CWM, LLC	Sep 12, 2025	Jun 9, 2025	-95	Firm change after gap	RIA to ibd
CWM, LLC	SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC	Aug 12, 2025	Aug 27, 2025	15	Firm change	Ibd to RIA
ADVICE AND PLANNING SERVICES	WAMBOLT & ASSOCIATES, LLC	Oct 28, 2024	Nov 15, 2024	18	Firm change	Ibd to RIA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	ADVICE AND PLANNING SERVICES	Sep 10, 2018	Sep 3, 2019	358	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
153454:155344:CO:2025-09-12	Sep 12, 2025	Jun 9, 2025	LITTLETON, CO	Firm change after gap

Relationships

Registered with (5)

→ SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Aug 27, 2025 to presentfactForm ADV
→ WAMBOLT & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Nov 15, 2024 to Sep 12, 2025factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jun 9, 2025 to Aug 12, 2025factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 3, 2019 to Oct 28, 2024factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 10, 2018 to Sep 10, 2018factForm ADV

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
Christopher John Frey left Wambolt & Associates, Llc for Cwm, Llc (registered 2025-06-09)
Form ADVobserved 4 days ago
Occurred
Aug 12, 2025
Advisor changed firm
Christopher John Frey left Cwm, Llc for Southstate Private Capital Management Llc (registered 2025-08-27)
Form ADVobserved 4 days ago
Occurred
Oct 28, 2024
Advisor changed firm
Christopher John Frey left Advice And Planning Services for Wambolt & Associates, Llc (registered 2024-11-15)
Form ADVobserved 4 days ago