DFX Intelligence
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Advisor at A•••• C••••••• L••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• C••••••• L•• | Asset manager | Jan 21, 2025 | n/a | yes | NEW YORK, NY | Current employment |
| H••••••• G•••• | Former SEC adviser | Nov 17, 2016 | Aug 27, 2024 | no | LOS ANGELES, CA|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| H••••••• G•••• | A•••• C••••••• L•• | Aug 27, 2024 | Jan 21, 2025 | 147 | Firm change | Other |
| O••••••••• • C•• I••• | H••••••• G•••• | Sep 3, 2015 | Aug 25, 2015 |
| H••••••• G•••• | Former SEC adviser | Aug 25, 2015 | Dec 31, 2015 | no | LOS ANGELES, CA|NEW YORK, NY | Previous registration |
| O••••••••• • C•• I••• | Bd affiliated wealth | Jul 21, 2011 | Sep 3, 2015 | no | LOS ANGELES, CA|NEW YORK, NY|LOS ANGELES, CA | Previous registration |
| L•••••• G••••• L•• | n/a | Mar 17, 2005 | Jul 5, 2005 | no | OAKLAND, CA | Previous registration |
| Firm change |
| Other |
| L•••••• G••••• L•• | O••••••••• • C•• I••• | Jul 5, 2005 | Jul 21, 2011 | 2,207 | Firm change after gap | Other |