RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R•••••• J•••••
- A•••• C••••••• L•• asset manager currentsince Jan 21, 2025 · New York, Ny
- H••••••• G•••• formerNov 17, 2016 to Aug 27, 2024 · Los Angeles, Ca
- H••••••• G•••• formerAug 25, 2015 to Dec 31, 2015 · Los Angeles, Ca
- O••••••••• • C•• I••• BD affiliatedJul 21, 2011 to Sep 3, 2015 · Los Angeles, Ca
- L•••••• G••••• L•• unclassifiedMar 17, 2005 to Jul 5, 2005 · Oakland, Ca
- H••••••• G•••• to A•••• C••••••• L••left Aug 27, 2024, registered Jan 21, 2025 (147 days) · Other
- O••••••••• • C•• I••• to H••••••• G••••left Sep 3, 2015, registered Aug 25, 2015 (-9 days) · Other
- L•••••• G••••• L•• to O••••••••• • C•• I•••left Jul 5, 2005, registered Jul 21, 2011 (2207 days) · Other
- J••••• R•••••• J••••• left H••••••• G•••• for A•••• C••••••• L•• (registered 2025-01-21)Aug 27, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address