DFX Intelligence

N••••• Q•••••• G••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

N••••• Q•••••• G••••••• C•••••

Advisor at M••••• A•••••••• L••

Boca Raton, FL | OMAHA, NE

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Search this name across graphsid dfx:ria:799e96c4-15ac-e3a3-2f33-22c82ff6901a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Oct 19, 2022	n/a	yes	Boca Raton, FL\|OMAHA, NE	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	May 3, 2021	Sep 28, 2022	no	Boca Raton, FL\|HOLBROOK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	M••••• A•••••••• L••	Sep 28, 2022	Oct 19, 2022	21	Firm change	Ibd to ibd
S••••••••• W••••• L••	A••••••• P••••••••• A•••••••• I••	Oct 23, 2020	May 3, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
286669:112697:FL:2020-10-23	Oct 23, 2020	May 3, 2021	BOCA RATON, FL	Firm change
6413:286669:FL:2017-06-19	Jun 19, 2017	Jul 5, 2017	BOCA RATON, FL	Firm change

Relationships

Registered with (4)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Oct 19, 2022 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
May 3, 2021 to Sep 28, 2022factForm ADV
→ S••••••••• W••••• L••Registered adviserregistration: previous registration
Jul 5, 2017 to Oct 23, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Sep 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:799e96c4-15ac-e3a3-2f33-22c82ff6901a
First observed: Sep 28, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.