DFX Intelligence

B•••• T••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

B•••• T••••• C•••

Advisor at W••••••••• A••••••• P••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:79dae6b9-47df-06ce-7418-a0881d1e9788

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 23, 2023	n/a	yes	GILLETTE, NJ	Current employment
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Apr 27, 2018	n/a	yes	GILETTE, NJ\|WEST CHESTER, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	W••••••••• A••••••• P••••••• L••	Apr 26, 2018	Apr 27, 2018	1	Firm change	RIA to RIA
M• H••••••• S••••••••• I•••	P•••••• A•••••• G••••• L••	Feb 22, 2017	Feb 23, 2017

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 23, 2023 to presentfactForm ADV
→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Apr 27, 2018 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Feb 23, 2017 to Apr 26, 2018factForm ADV
→ M• H••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79dae6b9-47df-06ce-7418-a0881d1e9788
First observed: Apr 4, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.