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Advisor at PFG ADVISORS
Albuquerque, NM | Santa Fe, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PFG ADVISORS | Independent wealth | Apr 17, 2018 | n/a | yes | Albuquerque, NM|Santa Fe, NM | Current employment |
| CUE FINANCIAL GROUP, INC. | Former SEC adviser | Oct 16, 2013 | Dec 31, 2018 | no | SCOTTSDALE, AZ|ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 23, 2011 | Oct 14, 2013 | no | RIO RANCHO, NM|Livermore, CA|ALBUQUERQUE, NM | Previous registration |
| BOK FINANCIAL ADVISORS | Bd affiliated wealth | Jan 21, 2004 | Apr 1, 2009 | no | ALBUQUERQUE, NM|Albuquerque, NM|Albuquerque, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|BELEN, NM|Los Lunas, NM|Albuquerque, NM|ALBUQUERQUE, NM|Albuquerque, NM|Albuquerque, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUE FINANCIAL GROUP, INC. | PFG ADVISORS | Dec 31, 2018 | Apr 17, 2018 | -258 | Firm change after gap | RIA to RIA |
| CETERA ADVISOR NETWORKS LLC | CUE FINANCIAL GROUP, INC. | Oct 14, 2013 | Oct 16, 2013 | 2 | Firm change | Other |
| BOK FINANCIAL ADVISORS | CETERA ADVISOR NETWORKS LLC | Apr 1, 2009 | Feb 23, 2011 | 693 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 21033:173344:NM:2018-12-31 | Dec 31, 2018 | Apr 17, 2018 | ALBUQUERQUE, NM | Firm change after gap |