DFX Intelligence

I••••••••• C•••••• I••••••••• P•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

I••••••••• C•••••• I••••••••• P•••••••• L•••

CRD 329155

NEW YORK, NY

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Search this name across graphsid dfx:ria:79f52ea9-f3c3-88c0-6cf9-2464ca1764c4

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 48
Dated events: 7
On other graphs: 2
Observed: Feb 16, 2024 to Apr 30, 2026
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

I••••••••• C•••••• I••••••••• P•••••••• L•••

Private equity manager · shared crd

Independent Sponsorsidentity

I••••••••• C•••••• I••••••••• P•••••••• L•••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.68 institutional_share=0.32 related_bd=true related_bank=true bd_reps=3.0
Regulatory AUM: $5.2B••• Locked
Discretionary RAUM: $3.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• I••••••••• P•••••••• L•••	Hedge Fund	$853M	Nov 20, 2024	8	Mar 30, 2020	reported	n/a
C••••••••• A•••••• F•••• L•••	Hedge Fund	$548M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• C•••••• F•••••• L•••	L•••••• PARTNER	D	yes	07/2021	Feb 16, 2024	Nov 20, 2024
C•••••• C•••••• G•••• L••	GENERAL PARTNER	F	yes	07/2021	Feb 16, 2024	Nov 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• C••••• M••••••••• U• L••	n/a	Asset manager	$12B	N	yes	n/a
M••••• P•••• C••••• M••••••••• L••	n/a	Former SEC adviser	$7.8B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.2B	$4.0B	29.3%	n/a	n/a	10	10	0	0

Relationships

Affiliated with (10)

→ I••••••••• I••••••••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ C•••••• C•••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ I••••••••• C••••• M••••••••• U• L••Registered adviserother investment adviser, common control
factForm ADV
→ C• I••••••••• P•••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.2B
Occurred
Nov 20, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 20, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 20, 2024
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79f52ea9-f3c3-88c0-6cf9-2464ca1764c4
First observed: Feb 16, 2024
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (22)

← O••••••••• G•••••• S•OwnerDIRECTOR OF I••••••••• C•••••• I••••••••• P••••••• G•• L•••••, ownership code NA, individual
Feb 16, 2024 to Nov 20, 2024factForm ADV
← J••••••• D•••••• T••• I••••••OwnerMEMBER, ownership code E, individual
Feb 16, 2024 to Nov 20, 2024factForm ADV
← K••••• A••• M••••OwnerDIRECTOR & CHIEF OPERATING OFFICER OF I••••••••• C•••••• I••••••••• P••••••• G•• L•••••, ownership code NA, individual
Feb 16, 2024 to Nov 20, 2024factForm ADV
← S••••••• N••••••OwnerDIRECTOR OF I••••••••• C•••••• I••••••••• P••••••• G•• L•••••, ownership code NA, individual
Feb 16, 2024 to Nov 20, 2024factForm ADV
← R••••• H•••• R•••OwnerDIRECTOR & MANAGING PARTNER OF I••••••••• C•••••• I••••••••• P••••••• G•• L•••••, ownership code NA, individual
Feb 16, 2024 to Nov 20, 2024factForm ADV
← W•••• J••••• A•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 16, 2024 to Nov 20, 2024factForm ADV
← K•••••• R••••OwnerDIRECTOR OF I••••••••• C•••••• I••••••••• P••••••• G•• L•••••, ownership code NA, individual
Nov 20, 2024 to Nov 20, 2024factForm ADV
← M••••• H••••••OwnerDIRECTOR OF I••••••••• C•••••• I••••••••• P••••••• G•• L•••••, ownership code NA, individual
Nov 20, 2024 to Nov 20, 2024factForm ADV
← M••••••••• K••••• M••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 28, 2024 to Nov 20, 2024factForm ADV
← C•••••• C•••••• F•••••• L•••OwnerL•••••• PARTNER, ownership code D, domestic entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← C•••••• C•••••• G•••• L••OwnerGENERAL PARTNER, ownership code F, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← C•••••• C••••••• L•••OwnerL•••••• PARTNER, ownership code C, domestic entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← C• H••••••• L••OwnerSHAREHOLDER, ownership code D, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← I•••• H••••••• L••OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← I•••• I••••••••• S•• L••OwnerSHAREHOLDER, ownership code D, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← I••••••••• C•••••• I••••••••• P••••••• G•• L•••••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← I••••••••• I•••• E••• L••OwnerMEMBER, ownership code E, domestic entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← I••••••••• I••••••••• H••••••• I•••OwnerMEMBER, ownership code E, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← I••••••••• S•••OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← O•••••••• H••••••• L••OwnerSHAREHOLDER, ownership code D, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← S•••• H••••••• L••OwnerSHAREHOLDER, ownership code E, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV
← S•••• L••OwnerSHAREHOLDER, ownership code C, foreign entity
Feb 16, 2024 to Nov 20, 2024factForm ADV