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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Eric Matthew Sholberg

Advisor at USI ADVISORS

GLASTONBURY, CT | Seattle, WA

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Search this name across graphsid dfx:ria:7a07204b-95e3-015d-d08c-9847bb78dc77

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USI ADVISORS
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Oct 22, 2003
First registration: Oct 23, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 4705273

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USI ADVISORS	Institutional manager	Mar 2, 2023	n/a	yes	GLASTONBURY, CT\|Seattle, WA	Current employment
BRIGHTON JONES LLC	Independent wealth	Apr 5, 2017	Jan 31, 2023	no	Scottsdale, AZ\|SEATTLE, WA\|SEATTLE, WA	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Nov 14, 2014	Apr 5, 2017	no	PHOENIX, AZ\|SAN RAFAEL, CA	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jul 8, 2010	Mar 2, 2015	no	PHOENIX, AZ\|SARASOTA, FL	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Feb 25, 2009	Jun 28, 2010	no	PHOENIX, AZ\|SAN RAFAEL, CA	Previous registration
MORETON ASSET MANAGEMENT, LLC	Former SEC adviser	Jan 4, 2006	Apr 19, 2006	no	BOISE, ID\|FARMINGTON, UT	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Nov 1, 2005	Jun 22, 2006	no	BOISE, ID	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Oct 23, 2003	Oct 21, 2004	no	KIRKLAND, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BRIGHTON JONES LLC	USI ADVISORS	Jan 31, 2023	Mar 2, 2023	30	Firm change	Other
GLOBAL RETIREMENT PARTNERS LLC	BRIGHTON JONES LLC	Apr 5, 2017	Apr 5, 2017	0	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	GLOBAL RETIREMENT PARTNERS LLC	Mar 2, 2015	Nov 14, 2014	-108	Firm change after gap	Other
FINANCIAL TELESIS, INC.	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jun 28, 2010	Jul 8, 2010	10	Firm change	Other
MML INVESTORS SERVICES, LLC	MORETON ASSET MANAGEMENT, LLC	Jun 22, 2006	Jan 4, 2006	-169	Firm change after gap	Other
MORETON ASSET MANAGEMENT, LLC	FINANCIAL TELESIS, INC.	Apr 19, 2006	Feb 25, 2009	1,043	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	MML INVESTORS SERVICES, LLC	Oct 21, 2004	Nov 1, 2005	376	Firm change	Other

Relationships

Registered with (8)

→ USI ADVISORSRegistered adviserregistration: current employment
Mar 2, 2023 to presentfactForm ADV
→ BRIGHTON JONES LLCRegistered adviserregistration: previous registration
Apr 5, 2017 to Jan 31, 2023factForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Nov 14, 2014 to Apr 5, 2017factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jul 8, 2010 to Mar 2, 2015factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Feb 25, 2009 to Jun 28, 2010factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Nov 1, 2005 to Jun 22, 2006factForm ADV
→ MORETON ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 4, 2006 to Apr 19, 2006factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Oct 23, 2003 to Oct 21, 2004factForm ADV

Dated events

Occurred
Jan 31, 2023
Advisor changed firm
Eric Matthew Sholberg left Brighton Jones Llc for Usi Advisors (registered 2023-03-02)
Form ADVobserved 5 days ago