DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Matthew Sholberg
Feed of 09/14/2026
At current firm
3 y
since Mar 2, 2023
In the industry
22 y
since Oct 22, 2003 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Usi Advisors institutional currentsince Mar 2, 2023 · Glastonbury, Ct
- Brighton Jones LLC independent RIAApr 5, 2017 to Jan 31, 2023 · Scottsdale, Az
- Global Retirement Partners LLC institutionalNov 14, 2014 to Apr 5, 2017 · Phoenix, Az
- Global Financial Private Capital, Inc. formerJul 8, 2010 to Mar 2, 2015 · Phoenix, Az
- Financial Telesis, Inc. formerFeb 25, 2009 to Jun 28, 2010 · Phoenix, Az
- Moreton Asset Management, LLC formerJan 4, 2006 to Apr 19, 2006 · Boise, Id
- MML Investors Services, LLC BD affiliatedNov 1, 2005 to Jun 22, 2006 · Boise, Id
- Commonwealth Financial Network national BDOct 23, 2003 to Oct 21, 2004 · Kirkland, Wa
Moves
a registration end followed by a registration begin elsewhere
- Brighton Jones LLC to Usi Advisorsleft Jan 31, 2023, registered Mar 2, 2023 (30 days) · Other
- Global Retirement Partners LLC to Brighton Jones LLCleft Apr 5, 2017, registered Apr 5, 2017 (0 days) · Other
- Global Financial Private Capital, Inc. to Global Retirement Partners LLCleft Mar 2, 2015, registered Nov 14, 2014 (-108 days) · Other
- Financial Telesis, Inc. to Global Financial Private Capital, Inc.left Jun 28, 2010, registered Jul 8, 2010 (10 days) · Other
- MML Investors Services, LLC to Moreton Asset Management, LLCleft Jun 22, 2006, registered Jan 4, 2006 (-169 days) · Other
- Moreton Asset Management, LLC to Financial Telesis, Inc.left Apr 19, 2006, registered Feb 25, 2009 (1043 days) · Other
- Commonwealth Financial Network to MML Investors Services, LLCleft Oct 21, 2004, registered Nov 1, 2005 (376 days) · Other
Signals
- Eric Matthew Sholberg left Brighton Jones Llc for Usi Advisors (registered 2023-03-02)Jan 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address