RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• V••••••• S••••••
- R••••••••• P••••••••• I••• institutional currentsince May 30, 2014 · Alexandria, Va
- F•••••• G••••• L•• formerAug 8, 2012 to May 30, 2014 · Alexandria, Va
- S•••••• C•••••• A•••••••• L•• unclassifiedJan 20, 2011 to Aug 8, 2012 · Alexandria, Va
- A•• F•••••••• M••••••••• L•• state registeredDec 22, 2010 to Aug 30, 2011 · Nashville, Tn
- A••• V•••••• • C••••••• L•• unclassifiedOct 9, 2009 to Aug 4, 2010 · Brentwood, Tn
- P•••••••• S••••••••• I••• BD affiliatedDec 9, 2005 to Aug 21, 2009 · Brentwood, Tn
- W•••• F•••• A••••••• wirehouseFeb 5, 2004 to Jul 25, 2005 · Brentwood, Tn
- F•••••• G••••• L•• to R••••••••• P••••••••• I•••left May 30, 2014, registered May 30, 2014 (0 days) · Other
- S•••••• C•••••• A•••••••• L•• to F•••••• G••••• L••left Aug 8, 2012, registered Aug 8, 2012 (0 days) · Other
- A•• F•••••••• M••••••••• L•• to S•••••• C•••••• A•••••••• L••left Aug 30, 2011, registered Jan 20, 2011 (-222 days) · Other
- A••• V•••••• • C••••••• L•• to A•• F•••••••• M••••••••• L••left Aug 4, 2010, registered Dec 22, 2010 (140 days) · Other
- P•••••••• S••••••••• I••• to A••• V•••••• • C••••••• L••left Aug 21, 2009, registered Oct 9, 2009 (49 days) · Other
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left Jul 25, 2005, registered Dec 9, 2005 (137 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address