RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R•••••• W•••
- P•• W••••• M••••••••• independent RIA currentsince Jan 2, 2018 · Overland Park, Ks
- V• W••••• A••••••• L•• formerFeb 16, 2017 to Dec 31, 2017 · Independence, Mo
- W•••••• • R••• formerMay 20, 1997 to Feb 15, 2017 · Independence, Mo
- V• W••••• A••••••• L•• to P•• W••••• M•••••••••left Dec 31, 2017, registered Jan 2, 2018 (2 days) · RIA to a newly registered adviser · moved with a team
- W•••••• • R••• to V• W••••• A••••••• L••left Feb 15, 2017, registered Feb 16, 2017 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address