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RIA / WealthAdvisorCertified Financial Planner18 years in industry

KERRY RAY MORRIS

Advisor at APO FINANCIAL SERVICES, LLC

WESTMINSTER, CO | FRANKLIN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a7189da-0f73-7313-416e-8407ecbf8128

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APO FINANCIAL SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Aug 19, 2008
First registration: Sep 16, 2008
Dual registered: no
IAPD individual key: 5591864

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APO FINANCIAL SERVICES, LLC	Independent wealth	Jan 30, 2026	n/a	yes	FRANKLIN, TN\|WESTMINSTER, CO	Current employment
APO FINANCIAL SERVICES, LLC	Independent wealth	Mar 17, 2020	Dec 31, 2025	no	FRANKLIN, TN\|WESTMINSTER, CO	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jun 13, 2014	Dec 31, 2019	no	FRANKLIN, TN\|CINCINNATI, OH	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Sep 16, 2008	Jun 9, 2014	no	FRANKLIN, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	APO FINANCIAL SERVICES, LLC	Dec 31, 2019	Mar 17, 2020	77	Firm change	RIA to RIA
REDHAWK WEALTH ADVISORS, INC.	HORTER INVESTMENT MANAGEMENT, LLC	Jun 9, 2014	Jun 13, 2014	4	Firm change	Other

Relationships

Registered with (3)

→ APO FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 17, 2020 to Dec 31, 2025factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 13, 2014 to Dec 31, 2019factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Sep 16, 2008 to Jun 9, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a7189da-0f73-7313-416e-8407ecbf8128
First observed: Sep 16, 2008
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KERRY RAY MORRIS

Advisor at APO FINANCIAL SERVICES, LLC

WESTMINSTER, CO | FRANKLIN, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a7189da-0f73-7313-416e-8407ecbf8128

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:37 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

APO FINANCIAL SERVICES, LLC

Independent wealth

Jan 30, 2026

n/a

yes

FRANKLIN, TN|WESTMINSTER, CO

Current employment

APO FINANCIAL SERVICES, LLC

Independent wealth

Mar 17, 2020

Dec 31, 2025

FRANKLIN, TN|WESTMINSTER, CO

Previous registration

HORTER INVESTMENT MANAGEMENT, LLC

Independent wealth

Jun 13, 2014

Dec 31, 2019

FRANKLIN, TN|CINCINNATI, OH

Previous registration

REDHAWK WEALTH ADVISORS, INC.

Independent wealth

Sep 16, 2008

Jun 9, 2014

FRANKLIN, TN

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

HORTER INVESTMENT MANAGEMENT, LLC

APO FINANCIAL SERVICES, LLC

Dec 31, 2019

Mar 17, 2020

Firm change

RIA to RIA

REDHAWK WEALTH ADVISORS, INC.

HORTER INVESTMENT MANAGEMENT, LLC

Jun 9, 2014

Jun 13, 2014

Firm change

Other