RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R•• M•••••
- A•• F•••••••• S•••••••• L•• independent RIA currentsince Jan 30, 2026 · Franklin, Tn
- A•• F•••••••• S•••••••• L•• independent RIAMar 17, 2020 to Dec 31, 2025 · Franklin, Tn
- H••••• I••••••••• M••••••••• L•• independent RIAJun 13, 2014 to Dec 31, 2019 · Franklin, Tn
- R•••••• W••••• A•••••••• I••• independent RIASep 16, 2008 to Jun 9, 2014 · Franklin, Tn
- H••••• I••••••••• M••••••••• L•• to A•• F•••••••• S•••••••• L••left Dec 31, 2019, registered Mar 17, 2020 (77 days) · RIA to RIA
- R•••••• W••••• A•••••••• I••• to H••••• I••••••••• M••••••••• L••left Jun 9, 2014, registered Jun 13, 2014 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address