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Advisor at STRATOS WEALTH ADVISORS LLC
Philadelphia, PA | Downingtown, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH ADVISORS LLC | Independent wealth | Mar 29, 2021 | n/a | yes | Philadelphia, PA|Downingtown, PA | Current employment |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Feb 22, 2012 | Mar 3, 2021 | no | Philadelphia, PA|PHILADELPHIA, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 8, 2009 | Jan 13, 2012 | no | MEDIA, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 14, 2008 | Feb 12, 2009 | no | EXTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | STRATOS WEALTH ADVISORS LLC | Mar 3, 2021 | Mar 29, 2021 | 26 | Firm change | Ibd to RIA |
| MORGAN STANLEY | ADVICE AND PLANNING SERVICES | Jan 13, 2012 | Feb 22, 2012 | 40 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Feb 12, 2009 | Sep 8, 2009 | 208 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 20472:283816:PA:2021-03-02 | Mar 3, 2021 | Mar 29, 2021 | PHILADELPHIA, PA | Firm change |