DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC

CRD 297516

NEW CUMBERLAND, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a85c708-2671-e281-41ce-5ccca73a5ef2

Data as of Dec 24, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 9
On other graphs: 0
Observed: Jun 8, 2018 to Dec 24, 2024
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $409MItem 5.F on the latest filing (2024-12-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $386M
Private client RAUM: $403MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,303
Individual clients: 1,145
High net worth clients: 37
Custody, client assets: $336M
SEC number: 801-113579
CRD: 297516
Filings on the tape: 46
First filed: Jun 8, 2018
Latest filed: Dec 24, 2024
Organised: Limited Liability Company, Pennsylvania
Website: zimllc.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ZIMMERMANN, CURT, HEINZ	MANAGING MEMBER	E	yes	05/2018	Jun 8, 2018	Dec 24, 2024
SWOPE, KIMBERLY, IRENE	CHIEF COMPLIANCE OFFICER	Na	no	01/2020	Jan 15, 2020	Dec 24, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2023	Jan 29, 2024	$409M	$386M	6	6	n/a	n/a
2022	Jan 26, 2023	$306M	$287M	6	6	n/a	n/a
2021	Jan 26, 2022	$339M	$330M	6	6	n/a	n/a
2020	Feb 2, 2021	$267M	$259M	6	6	n/a	n/a
2019	Jan 28, 2020	$190M	$184M	5	5	n/a	n/a
2018	Mar 4, 2019	$0	$0	2	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$409M	$306M	33.9%	$267M	15.4%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERIT FINANCIAL ADVISORS	5	Jan 31, 2025	Dec 23, 2024	NEW CUMBERLAND, PA	Firm absorbed	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PROFESSIONAL FINANCIAL ADVISORS, INC.	4	Nov 22, 2019	Apr 15, 2019	CAMP HILL, PA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (1)

← ZIMMERMANN, CURT, HEINZOwnerMANAGING MEMBER, ownership code E, individual
Jun 8, 2018 to presentfactForm ADV

Owns (1)

← SWOPE, KIMBERLY, IRENEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 15, 2020 to presentfactForm ADV

Registered with (5)

← CURT HEINZ ZIMMERMANNAdvisorregistration: previous registration
Nov 28, 2018 to Jan 31, 2025factForm ADV
← JEFFREY SCOTT NICKUMAdvisorregistration: previous registration
Apr 15, 2019 to Jan 31, 2025factForm ADV
← KIMBERLY IRENE SWOPEAdvisorregistration: previous registration
Nov 28, 2018 to Jan 31, 2025factForm ADV
← JUSTIN T TAILLONAdvisorregistration: previous registration
Mar 26, 2020 to Jan 31, 2025factForm ADV
← GEORGE D KEGERREISAdvisorregistration: previous registration
Apr 12, 2019 to Jan 31, 2025factForm ADV

Moved with (2)

→ MERIT FINANCIAL ADVISORSRegistered adviser5 advisors, firm absorbed, same day
Jan 31, 2025 to Dec 23, 2024factForm ADV
← PROFESSIONAL FINANCIAL ADVISORS, INC.Registered adviser4 advisors, firm absorbed, same day
Nov 22, 2019 to Apr 15, 2019factForm ADV

Dated events

Occurred
Feb 3, 2025
Left the SEC roster
Zimmermann Investment Management & Planning Llc no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $409.3M)
Form ADVobserved 5 days ago
$409M
Occurred
Jan 31, 2025
Firm absorbed
Zimmermann Investment Management & Planning LLC's advisors moved to Merit Financial Advisors (New Cumberland, PA): 5 of 5 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Jan 31, 2025
Advisor changed firm
Jeffrey Scott Nickum left Zimmermann Investment Management & Planning Llc for Merit Financial Advisors (registered 2024-12-20)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2025
Advisor changed firm
George D Kegerreis left Zimmermann Investment Management & Planning Llc for Merit Financial Advisors (registered 2024-12-20)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2025
Advisor changed firm
Curt Heinz Zimmermann left Zimmermann Investment Management & Planning Llc for Merit Financial Advisors (registered 2024-12-20)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2025
Advisor changed firm
Kimberly Irene Swope left Zimmermann Investment Management & Planning Llc for Merit Financial Advisors (registered 2024-12-20)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2025
Advisor changed firm
Justin T Taillon left Zimmermann Investment Management & Planning Llc for Merit Financial Advisors (registered 2024-12-23)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2024
Regulatory AUM changed
Zimmermann Investment Management & Planning Llc reported RAUM $409.3M, up 34% from $305.6M (2023-11-27 to 2024-01-29)
Form ADVobserved 5 days ago
$104M
Occurred
Jun 8, 2018
First Form ADV filing
Zimmermann Investment Management & Planning Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a85c708-2671-e281-41ce-5ccca73a5ef2
First observed: Jun 8, 2018
Last observed: Dec 24, 2024 21 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC

CRD 297516

NEW CUMBERLAND, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a85c708-2671-e281-41ce-5ccca73a5ef2

Data as of Dec 24, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ZIMMERMANN, CURT, HEINZ

MANAGING MEMBER

yes

05/2018

Jun 8, 2018

Dec 24, 2024

SWOPE, KIMBERLY, IRENE

CHIEF COMPLIANCE OFFICER

01/2020

Jan 15, 2020

Dec 24, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Jan 29, 2024

$409M

$386M

n/a

2022

Jan 26, 2023

$306M

$287M

n/a

2021

Jan 26, 2022

$339M

$330M

n/a

2020

Feb 2, 2021

$267M

$259M

n/a

2019

Jan 28, 2020

$190M

$184M

n/a

2018

Mar 4, 2019

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$409M

$306M

33.9%

$267M

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERIT FINANCIAL ADVISORS

Jan 31, 2025

Dec 23, 2024

NEW CUMBERLAND, PA

Firm absorbed

RIA to RIA

100.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PROFESSIONAL FINANCIAL ADVISORS, INC.

Nov 22, 2019

Apr 15, 2019

CAMP HILL, PA

Firm absorbed

RIA to RIA

100.0%