DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••• F•••••••• A•••••••
ALPHARETTA, GA | Mechanicsburg, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• F•••••••• A••••••• | Bd affiliated wealth | Dec 23, 2024 | n/a | yes | Mechanicsburg, PA|ALPHARETTA, GA | Current employment |
| Z••••••••• I••••••••• M••••••••• • P••••••• L•• | Former SEC adviser | Mar 26, 2020 | Jan 31, 2025 | no | NEW CUMBERLAND, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Z••••••••• I••••••••• M••••••••• • P••••••• L•• | M•••• F•••••••• A••••••• | Jan 31, 2025 | Dec 23, 2024 | -39 | Firm change after gap | RIA to RIA |
| C•••• P•••• A••••••• L•• | Z••••••••• I••••••••• M••••••••• • P••••••• L•• | Dec 31, 2011 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 297516:142457:PA:2025-01-31 | Jan 31, 2025 | Dec 23, 2024 | NEW CUMBERLAND, PA | Firm change after gap |
| C•••• P•••• A••••••• L•• | Former SEC adviser | Mar 4, 2010 | Dec 31, 2011 | no | ELLICOTT CITY, MD | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jan 8, 2008 | Feb 24, 2010 | no | COLUMBIA, MD|OWINGS MILLS, MD | Previous registration |
| 3,008 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | C•••• P•••• A••••••• L•• | Feb 24, 2010 | Mar 4, 2010 | 8 | Firm change | Other |