DFX Intelligence

A•• H•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

A•• H•••••• S••••••

Advisor at C••••••• A•••• M••••••••• L••

Fort Collins, CO | ANN ARBOR, MI

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Search this name across graphsid dfx:ria:7a97ad55-5637-2467-1b03-c1e073142290

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• L••	Bd affiliated wealth	May 2, 2025	n/a	yes	ANN ARBOR, MI\|Fort Collins, CO	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Apr 30, 2014	May 8, 2025	no	LOVELAND, CO\|LOVELAND, CO\|Loveland, CO\|Loveland, CO\|Fort Collins, CO\|Fort Collins, CO\|Loveland, CO\|Fort Collins, CO\|Fort Collins, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••• A•••• M••••••••• L••	May 8, 2025	May 2, 2025	-6	Firm change	Ibd to ibd
M•••• C••••••• A••••••• S••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 30, 2014	Apr 30, 2014

Relationships

Registered with (5)

→ C••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 30, 2014 to May 8, 2025factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Feb 12, 2008 to Apr 30, 2014factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

Occurred
May 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a97ad55-5637-2467-1b03-c1e073142290
First observed: Feb 10, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.