DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•• H•••••• S••••••

C••••••• A•••• M••••••••• L••BD affiliatedFort Collins, Co dual registrantIAPD 2388888

Feed of 09/15/2026

Also filed as Ann Hollan S••••••

At current firm

1 y

since May 2, 2025

In the industry

32 y

since Oct 4, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• A•••• M••••••••• L•• BD affiliated current
since May 2, 2025 · Ann Arbor, Mi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Apr 30, 2014 to May 8, 2025 · Loveland, Co
M•••• C••••••• A••••••• S•••••• BD affiliated
Feb 12, 2008 to Apr 30, 2014 · Palm Beach Gardens, Fl
W•••• F•••• I••••••••• L•• unclassified
Apr 11, 2007 to Feb 7, 2008 · Loveland, Co
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 10, 2000 to Mar 23, 2007 · Greensboro, Nc

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••• A•••• M••••••••• L••
left May 8, 2025, registered May 2, 2025 (-6 days) · Affiliated broker-dealer or bank to another
M•••• C••••••• A••••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 30, 2014, registered Apr 30, 2014 (0 days) · Other
W•••• F•••• I••••••••• L•• to M•••• C••••••• A••••••• S••••••
left Feb 7, 2008, registered Feb 12, 2008 (5 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••
left Mar 23, 2007, registered Apr 11, 2007 (19 days) · Other

Signals

A•• H•••••• S•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••••• A•••• M••••••••• L•• (registered 2025-05-02)
May 8, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address